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Financial planning

ASIC takes action against ex-GIO directors...

Financial planning

Former Financial Planning Association chairman and ING financial planning executive Wes McMaster has launched Australia’s first buyer and seller of financial planning bus...

People & Products

High profile technical strategist Andrew Lowe has left AMP to join the technical team at ING, heading up technical investment strategy for its funds management business....

Life/Risk

Forget any of the troubles caused by HIH on the personal indemnity insurance game. HIH may have gone down, but Nick Bruining still has to fill out the paperwork for his P...

Financial planning

OAMPS Insurance Brokers executive director Kingsley Lamont has resigned from the group’s board and will not act as a director for the next three years....

Financial planning

Former Financial Wisdom financial planner Robyn Ann-Carrolle Cochrane has been sentenced to a four-year jail term with a non-parole period of two years....

Financial planning

Financial Planning Group Chapel Road has lost more than half of its 39 proper authority holders after its licence was revoked by the Australian Securities and Investment ...

People & Products

Well known industry figure John Godfrey will become the chairman of Tower’s new dealer group, Goldridge....

Financial planning

Securities dealer Chapel Road has resumed operations following the Australian Securities and Investments Commission’s (ASIC) agreement to a conditional stay of its dealer...

Financial planning

The message repeated throughout the AMP annual general meeting today was that while global economies are showing weaknesses, AMP’s outlook for 2001 was positive....

Financial planning

Advance Funds Management chief investment officer Dr Stephen Lam has scored the top post in the group, following the retirement of managing director Malcolm Robertson....

Financial planning

Prime Minister John Howard has agreed to deliver a verdict on the issue of Alienation of Personal Services Income (APSI) within the next three weeks....

Financial planning

Wattle Group investment scheme founder Geoffrey Robert Dexter has received a 10-year jail sentence for his part in the investment scam that rocked the investment industry...

Financial planning

It is a dealer principle’s worst nightmare. A licence revoke and 39 proper authority holders across 29 offices shut down from daily operations. Last week, securities dea...

Financial planning

Fund managers are divided over whether they should help the Government fund the Office of the Retirement Commissioner....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago
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