ASX

Financial planning

Listed investment companies (LICs) dominated capital raising activity on the Australian Stock Exchange (ASX) in the March 2004 quarter, with five LICs raising a total of ...

Financial planning

The Australian Stock Exchange (ASX) has outsourced the administration of its accreditation regimes to Tribeca Learning (previously Integratec)....

Editorial

Listed financial planning firm Snowball Group continues to lose money following its posting today of a $1.2 million loss for the second half of the 2003 calendar year, de...

Financial planning

Following a turbulent year for senior management and IOOF’s Australian stock market listing in December 2003, IOOF/Perennial has been issued with a ‘competent’ rating on ...

Financial planning

Contango Asset Management is set to launch a micro-cap listed investment company (LIC) in March and add to the swarm of LIC investment vehicles that have hit the market o...

Financial planning

Agribusiness investment group Integrated Tree Cropping (ITC) plans to float on the ASX as early as next month and will aim to raise an additional $30 million through a ri...

Financial planning

Former executive director of Harts Australasia, Maxwell John Sweetman, has faced insider trading charges levelled against him by the Australian Securities and Investments...

Financial planning

Socially responsible investment (SRI) managers have performed better over the past five years than has generally been appreciated, according to a study conducted by AMP H...

Financial planning

Australian retail investors will have access to investment portfolios created by van Eyk Research through a new listed investment company - Granite Three Pillars - when s...

Financial planning

Treasury Group has revealed its soon to list fund-of-funds company - Premium Investors - will be an absolute return offering investing predominantly in boutique Australia...

Financial planning

The Australian Stock Exchange (ASX) has moved to shore up what it perceives as a gap in knowledge standards available for financial planners who provide advice on listed ...

Financial planning

Boutique property fund manager MacarthurCook Investment Management is set to launch its first funds before the end of the calendar year almost a year after former head of...

Financial planning

AMP Limited has cleared one of the final hurdles to the demerger of its Australian and UK operations, following receipt today of ‘in principle’ approval from the Australi...

Financial planning

Treasury Group has unveiled plans to launch a new fund-of-funds investment company - Premium Investors - in an announcement made to the Australian Stock Exchange (ASX) ye...

Financial planning

The Financial Planning Association (FPA) has announced the appointment of Kerrie Kelly as its new chief executive....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 2 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

4 weeks ago