ASX

Funds management

A year of testing failed to prevent the Australian Securities Exchange being frozen for several hours after it launched a new ASX Trade trading platform....

Funds management

While initial public offering listings have fallen overall this year, one firm which went ahead with its Australian Securities Exchange float has returned 200% since its ...

Policy & Regulation

In the first criminal prosecution for offending of this kind, Mark Kawecki has been convicted and fined $30,000 for dishonest conduct relating to artificially satisfying ...

Funds management

Robeco believes healthcare companies should be subject to stronger ethics and sustainability research with those meeting higher criteria being rewarded with higher valuat...

Funds management

In what represents a strategic concession in the face of a private equity led bid for the company, Link Administration has allowed non-exclusive due diligence and flagged...

Funds management

Investors can expect to see more tech companies emerging which will reduce the dominance of the few major leaders, according to the Australian Securities Exchange....

Funds management

Platform provider, Navigator Global Investments, has announced a 20% revenue downgrade to the Australian Securities Exchange....

Life/Risk

St Andrew’s insurance is set to become an independent player in the Australian market after being sold by the Bank of Queensland to investment player, Farmcove Investment...

Financial planning

The new tool is meant to help consumers find a financial adviser working at ASX trading participants....

Funds management

Dividend cuts during reporting season is an important reminder that a long-term outlook is required for generating income from equities, according to First Sentier Invest...

Funds management

WAM Capital has announced its conditional off-market takeover bid for Contango Income Generator Limited, offering shareholders an opportunity to exit. ...

Funds management

Despite the average Australian equity fund returning 41% over the last five years, fears of underperformance and hidden fees are the biggest challenges for firms to dispe...

Financial planning

Non-advised clients were more likely to switch their investments to cash or increase cash allocations during the pandemic than advised ones, according to the Australian S...

Policy & Regulation

Barely weeks after the new litigation funding licensing regime became law, one of the biggest funders has obtained its Australian Financial Services License. ...

Funds management

Charter Hall Group has extended its partnership with BP by creating a new fund that has acquired a 49% interest in a NZ$534 million portfolio leased to BP in New Zealand....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 4 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 6 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 4 days ago
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