A review by the regulator has described delays by financial institutions in reporting, addressing and remediating significant breaches as “unacceptable”....
The regulator has released new guidance in advance of AFCA’s commencement to provide policy certainty for stakeholders and to support the transition to the new regime....
The Australian Securities and Investments Commission has confirmed to a Parliamentary Committee it is no longer talking about churn but, rather, lapses and the appropriat...
The government has announced the appointment of a new ASIC chair for a five-year period, effective from 1 February next year....
ASIC’s licence exemption for fintechs to test products without a licence would not make a ‘material difference’ to everybody across the industry....
trustees are already requesting such confirmations when advisory fees (even via fixed term agreements) are deducted from...
CSLR should be broken down into 2 sub sectors, one for product manufacturers and one for financial advisers. Product ma...
We must stand up and show our opposition to both the ASIC Levy and CSLR as they both contribute to the high cost of advi...