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Mergers and acquisitions in the Australian financial services industry are expected to continue surging, with M&A leaders looking to double the number of deals they are p...

Funds management • 19 July 2024

With the self-licensing trend here to stay, what are the estimated costs and insurance risks for financial advisers operating their own AFSL without the backing of a larg...

Financial planning • 19 July 2024

Asset manager Nuveen has promoted Saira Malik, who has worked at the firm for more than 20 years, as head of equities and fixed income....

Funds management • 22 July 2024

Janus Henderson has been awarded a $285 million mandate from MLC Asset Management to manage emerging market equities....

Funds management • 22 July 2024

Macroeconomic concerns and the upcoming US election have caused fund managers to turn pessimistic on global economic growth, according to Bank of America....

Funds management • 22 July 2024

Insignia has announced it has completed the separation of Rhombus Advisory but flagged it needs to increase its remediation provision by an estimated $135 million relatin...

Financial planning • 22 July 2024

Iress is expecting a 50 per cent EBITDA rise for the first half of the 2024 calendar year compared to the prior corresponding period, as it enters the final stages of its...

Financial planning • 22 July 2024

Ethical fund manager, Ethical Partners, is understood to have closed up shop after six years in business....

Funds management • 22 July 2024

BT’s latest research has identified the top 10 most important attributes for financial advisers when selecting a platform provider....

Financial planning • 22 July 2024

ASIC has secured travel restraint orders against a financial adviser while he is the subject of an investigation into alleged financial misconduct....

Financial planning • 22 July 2024

Wealth Data founder Colin Williams believes legislative changes mean there is ‘no excuse’ for further financial adviser declines as the number of new entrants struggle to...

Financial planning • 22 July 2024

State Street Global Advisors has expanded its ETF model portfolio range with the addition of a High Growth offering for advisers seeking to service younger investors....

Funds management • 22 July 2024

The ETF provider has appointed a new portfolio manager to its ranks to drive innovation, coinciding with the recent launch of its latest investment product....

Funds management • 22 July 2024

Global investment manager L1 Capital has expanded its fund range with the launch of a listed hedged vehicle on the ASX....

Funds management • 22 July 2024

The number of Australian retail investors using ETFs has risen by 66 per cent since December 2022, while usage by institutional investors is the second-highest in the wor...

Funds management • 22 July 2024

Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance pr...

Financial planning • 23 July 2024

The investment platform has released a suite of improvements for its users, designed to enhance adviser efficiency and optimise client engagement....

Financial planning • 23 July 2024

Four individuals face a $1 million fine after being charged with alleged market manipulation regarding a “pump and dump” scheme....

Funds management • 23 July 2024

Sequoia Financial Group has confirmed chief executive Garry Crole will remain at the firm until June 2026 but will work on a succession plan for his replacement....

Financial planning • 23 July 2024

Generation Development Group has shared the outcome of its EGM regarding its plans to fully acquire Lonsec through remaining shares....

Funds management • 23 July 2024
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 6 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 4 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

2 weeks 4 days ago