Mergers and acquisitions in the Australian financial services industry are expected to continue surging, with M&A leaders looking to double the number of deals they are p...
With the self-licensing trend here to stay, what are the estimated costs and insurance risks for financial advisers operating their own AFSL without the backing of a larg...
Asset manager Nuveen has promoted Saira Malik, who has worked at the firm for more than 20 years, as head of equities and fixed income....
Janus Henderson has been awarded a $285 million mandate from MLC Asset Management to manage emerging market equities....
Macroeconomic concerns and the upcoming US election have caused fund managers to turn pessimistic on global economic growth, according to Bank of America....
Insignia has announced it has completed the separation of Rhombus Advisory but flagged it needs to increase its remediation provision by an estimated $135 million relatin...
Iress is expecting a 50 per cent EBITDA rise for the first half of the 2024 calendar year compared to the prior corresponding period, as it enters the final stages of its...
Ethical fund manager, Ethical Partners, is understood to have closed up shop after six years in business....
BT’s latest research has identified the top 10 most important attributes for financial advisers when selecting a platform provider....
ASIC has secured travel restraint orders against a financial adviser while he is the subject of an investigation into alleged financial misconduct....
Wealth Data founder Colin Williams believes legislative changes mean there is ‘no excuse’ for further financial adviser declines as the number of new entrants struggle to...
State Street Global Advisors has expanded its ETF model portfolio range with the addition of a High Growth offering for advisers seeking to service younger investors....
The ETF provider has appointed a new portfolio manager to its ranks to drive innovation, coinciding with the recent launch of its latest investment product....
Global investment manager L1 Capital has expanded its fund range with the launch of a listed hedged vehicle on the ASX....
The number of Australian retail investors using ETFs has risen by 66 per cent since December 2022, while usage by institutional investors is the second-highest in the wor...
Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance pr...
The investment platform has released a suite of improvements for its users, designed to enhance adviser efficiency and optimise client engagement....
Four individuals face a $1 million fine after being charged with alleged market manipulation regarding a “pump and dump” scheme....
Sequoia Financial Group has confirmed chief executive Garry Crole will remain at the firm until June 2026 but will work on a succession plan for his replacement....
Generation Development Group has shared the outcome of its EGM regarding its plans to fully acquire Lonsec through remaining shares....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...