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Fears of a third week of triple-digit falls have been dispelled after the industry reported net positive change this week....

Financial planning • 14 October 2022

Almost 500 AFS licensees received communication from ASIC earlier this year because they had failed to update their ceased advisers on the Financial Advisers Register (FA...

Financial planning • 14 October 2022

Almost 500 AFS licensees received communication from ASIC earlier this year because they had failed update their ceased advisers on the Financial Advisers Register....

Financial planning • 14 October 2022

Research by Vanguard and BetaShares has shown a rotation by investors into fixed income and cash exchange traded funds in recent months....

Funds management • 17 October 2022

It is important to ensure that technology does not drive the regulation of crypto assets or compliance could be difficult to achieve, according to the Australian Law Refo...

Funds management • 17 October 2022

The corporate regulator saw over $2 million in criminal penalties in 2021/22, up from $151,000 in the previous year....

Financial planning • 17 October 2022

E&P chief investment officer, Tim Rocks, has detailed the number one mistake made by pre-retirees when it comes to building their investment portfolios....

Financial planning • 17 October 2022

Timeshare company Ultiqa Lifestyle Promotions has been ordered by the Federal Court to pay $900,000 following a ruling its advisers failed to act in consumers’ best inter...

Policy & Regulation • 17 October 2022

Magellan has confirmed two investment leadership changes to its team and changed the portfolio managers of its High Conviction Trust....

People & Products • 17 October 2022

Mayfair 101 head, James Mawhinney, is suing ASIC and its deputy chair, Sarah Court, for defamation....

Financial planning • 17 October 2022

ASIC has made interim stop orders against three crypto funds from Holon Investments Australia....

Funds management • 18 October 2022

Quarterly net inflows at Praemium increased 115% in the September quarter to $659 million after a difficult prior quarter....

People & Products • 18 October 2022

A rule change regarding breach reporting has left advisers confused why they are receiving warning letters....

Financial planning • 18 October 2022

Vanguard Australia has expanded its environmental, social and governance fund range with the launch of the Vanguard Active Positive Impact fund....

People & Products • 19 October 2022

The Reserve Bank of Australia has given insight into its unexpected decision by raise rates by 25bps, smaller than the forecasted 50bps increase....

Funds management • 19 October 2022

In an environment of adviser exodus, HUB24 has reported adviser growth of 13% in the past year. ...

Financial planning • 19 October 2022

Morningstar has downgraded Magellan’s infrastructure funds as it is concerned about the heightened risk of a departure by its management team....

Funds management • 19 October 2022

A former AMP planner has shared how he was nearly driven to bankruptcy after the firm devalued his business....

Financial planning • 19 October 2022

With child and teen mental health and digital media in the spotlight, should this be a fresh consideration for those building ethical portfolios?...

Features • 19 October 2022

Funds under management in Milliman’s SmartShield managed accounts have passed $100 million as advisers seek solutions to protect against volatility....

People & Products • 20 October 2022
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 2 weeks ago

A financial advice firm has been penalised $11 million in the Federal Court for providing ‘cookie cutter advice’ to its clients and breaching conflicted remuneration rule...

3 weeks 1 day ago

Prime Minister Anthony Albanese has confirmed who will succeed Stephen Jones to serve as the Assistant Treasurer and Financial Services Minister. ...

4 days 15 hours ago

ASIC has permanently banned a former Perth adviser after he made “materially misleading” statements to induce investors. ...

2 weeks 1 day ago