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A survey conducted by the Sterling Action Group shows that 66% of victims of the collapse of the Sterling Group suffered losses greater than the proposed $150,000 compens...

Financial planning • 13 January 2022

Misconduct under the proposed Financial Accountability Regime could result in liability under it and existing regimes, particularly with design and distribution, breach r...

Policy & Regulation • 13 January 2022

While the performance tests are a good idea, they fail to take into account the age or risk levels of members, meaning younger members may not in the best fund for their ...

Superannuation • 13 January 2022

Just because experienced advisers may no longer need to fulfill the education requirements does not mean they should avoid it as extra study can help boost client trust....

Financial planning • 13 January 2022

Clime Investment Management will transfer management of around $270 million of funds under management in the SMA/MDA space to Ralton in exchange for a 75% shareholding....

Funds management • 13 January 2022

The World Bank predicts a markedly high deceleration of global growth, which it says highlights the need for a global concerted effort to put more emerging countries on a...

Funds management • 14 January 2022

The high market concentration of mega-cap tech names is leaving the market more vulnerable to shocks in the future, according to managers. ...

Funds management • 14 January 2022

Greater oversight from the corporate regulator of financial and compensation arrangements will reduce unpaid determination risk and ensure the CSLR operates as a genuine ...

Policy & Regulation • 14 January 2022

Member engagement and age are two factors which could be considered in future iterations of the superannuation performance test, according to the Association of Superannu...

Financial planning • 14 January 2022

The net change in adviser numbers between 23 December and the second week of January was 603, with that number expected to grow further in the weeks ahead....

Financial planning • 14 January 2022

Sydney and Melbourne have been listed as among the top investment destinations in 2022 for institutional investors who have revealed a strong appetite for non-listed real...

Funds management • 14 January 2022

Pendal Group saw net outflows of $6.8 billion in the December quarter, disappointing its chief executive, Nick Good....

Funds management • 14 January 2022

We examine 3 major themes in our Global Outlook: the role of innovation & technology in equity markets, the duality of real estate markets in the US and China, and the gl...

Knowledge Centre • 17 January 2022

The “willingness” of self-managed super funds to consider alternative property sectors has led DomaCom to see its funds under management reach $100 million....

Funds management • 17 January 2022

A moderate level of tracking error because of environmental, social and governance investing can be at odds with desired Your Future, Your Super outcomes, according to re...

Superannuation • 17 January 2022

Investors in China would be wise to look beyond the mega-cap stocks most affected by last year’s regulatory action and move down the market cap spectrum to niche leaders....

Funds management • 17 January 2022

More self-managed super fund trustees are using the Australian Taxation Office’s new ‘six-member’ rule to meet residency requirements following disruptions to internation...

Superannuation • 17 January 2022

The organisation believes a review into professional indemnity insurance is crucial before a compensation scheme of last resort can be filed, in order to identify sources...

Financial planning • 17 January 2022

There is an expectation that the total number of advisers will drop to 17,200 in January, and thereafter to between 15,000 and 16,000....

Financial planning • 17 January 2022

James Evans is to retire as chair of Pendal after nine years and will be replaced by Deborah Page....

People & Products • 17 January 2022
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 5 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

2 weeks 5 days ago