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The Luxembourg Commission de Surveillance du Secteur Financier and the US Commodity Futures Trading Commission have each entered agreements with ASIC to cooperate and und...

Policy & Regulation • 8 October 2018

The clock is ticking for self-managed superannuation funds on a quarterly transfer balance cap schedule, with their first lodgement due in three weeks....

SMSF • 8 October 2018

ANZ may have sold its wealth business but the remediation costs continue to hit its balance sheet....

Financial planning • 8 October 2018

The Australian Securities and Investments Commission has urged the mandating of a minimum balance for self-managed superannuation funds and a ban on limited recourse borr...

Policy & Regulation • 8 October 2018

Profile Financial Services has appointed a senior financial planner to its Parramatta office. ...

People & Products • 9 October 2018

Payments fintech, Beem It, has appointed a former Commonwealth Bank executive as its new chief executive officer....

People & Products • 9 October 2018

The next generation will boost sustainable investing in the US, given that demand for such products is moderate at best as it stands. ...

Financial planning • 9 October 2018

Nanuk Asset Management has appointed an investment analyst to its team in a bid to seek out sustainable businesses. ...

People & Products • 9 October 2018

The Australian Securities and Investments Commission has permanently banned former NAB branch manager, Mathew Alwan....

Financial planning • 9 October 2018

Most Australians are too quick to turn to Australian-only infrastructure solutions like Transurban, according to ETF Securities....

Funds management • 9 October 2018

The Commonwealth Bank is the most popular bank amongst the wealthiest 10 per cent of Australians, being the bank of choice for 36.7 per cent of those customers....

Financial planning • 9 October 2018

Atrium Investment Management has appointed Glen Foster as a senior portfolio manager....

People & Products • 9 October 2018

Data from FE Analytics showed some big global names have upped their allocations to cash, which could be a signal that managers are nervous about a possible market crash....

Funds management • 9 October 2018

The Australian Securities and Investments Commission has provided legislative relief that will allow exchange-traded fund market makers to make named short sales in ETF a...

Policy & Regulation • 9 October 2018

New analysis suggests that Labor’s proposed changes to dividend imputation could have unintended consequences extending well beyond SMSFs to industry and retail superannu...

Policy & Regulation • 9 October 2018

Advice businesses will find the future increasingly challenging unless they can gain the necessary advantages of scale, according to a new report from Fortnum Private Wea...

Financial planning • 9 October 2018

Industry superannuation funds are urging the imposition of greater comparability around fees, costs and performance to give transparency around advisers switching members...

Policy & Regulation • 9 October 2018

The Commonwealth Bank has announced it will rebate grandfathered commissions to Commonwealth Financial Planning customers....

Financial planning • 9 October 2018

As the world continues to be disrupted by technology, adopting a global approach to equity investing is vital for finding businesses that can grow and deliver high return...

Knowledge Centre • 9 October 2018

The regulator has banned Spectrum Wealth Advisers’ Gurumukh Singh Mehra from providing financial services for three years after surveillance showed he failed to act in hi...

Policy & Regulation • 9 October 2018
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

3 days 7 hours ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

4 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

6 days 1 hour ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

1 week 6 days ago