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INDUSTRY NEWS

The Australian Securities and Investments Commission has cancelled the Australian financial services licence of Direct FX Trading Pty Ltd. ...

INDUSTRY NEWS

The Australian Securities and Investments Commission has signalled that financial institutions with a poor breach reporting record are likely to find themselves dealing w...

INDUSTRY NEWS

The new ombudsman vows to “proactively work with consumers, small business and the financial services sector to resolve and reduce financial disputes”....

INDUSTRY NEWS

The Australian Competition and Consumer Commission has told a key parliamentary committee it is funded and empowered to be the financial services “competition champion”....

INDUSTRY NEWS

The global corporate lending platform has warned the Federal Government of substantial weaknesses in its proposed Open Banking implementation plan....

INDUSTRY NEWS

A major industry superannuation fund has called for defined benefit funds to be excluded from the Government’s proposed new product intervention powers for the Australian...

INDUSTRY NEWS

The Federal Government has been warned of unintended consequences flowing from its plans to impose a 30 per cent withholding tax on international capital in the property ...

INDUSTRY NEWS

The Federal Government will introduce legislation during the next session of Parliament that will fast-track its business tax relief for more than three million small to ...

INDUSTRY NEWS

The Commonwealth Bank has passed some early milestones in addressing issues raised in the Australian Prudential Regulation Authority’s critical prudential report but stil...

INDUSTRY NEWS

The Australian Securities and Investments Commission has issued a legislative instrument aimed at removing unintended consequences flowing from the legislation underpinni...

INDUSTRY NEWS

The regulator has banned Spectrum Wealth Advisers’ Gurumukh Singh Mehra from providing financial services for three years after surveillance showed he failed to act in hi...

INDUSTRY NEWS

Industry superannuation funds are urging the imposition of greater comparability around fees, costs and performance to give transparency around advisers switching members...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 2 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

2 days 9 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 5 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 5 days ago