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POLICY & REGULATION

INDUSTRY NEWS

The Australian Banking Association has defended vertical integration and the ability of the major banks to self-regulate when it comes to ‘simplifying’ such structures....

INDUSTRY NEWS

Financial advisers were notable by their absence from the Australian Securities and Investments Commission’s latest Enforcement Update....

INDUSTRY NEWS

Insurance claims handling should not be encumbered by the same obligations as financial advice because it would risk making it unaffordable to super fund members, accordi...

INDUSTRY NEWS

The UK Financial Conduct Authority and Australian Securities and Investments Commission have agreed to strengthen cooperation post-Brexit....

INDUSTRY NEWS

The financial planning industry may have avoided the fee for no service debacle if advisers had followed the spirit of the law, according to Synchron’s Michael Jones....

INDUSTRY NEWS

A major industry body has urged the Labor Party to rethink its franking dividend reform following a Parliamentary Committee’s recommendations, despite that Committee itse...

INDUSTRY NEWS

The Financial Services Council has supported the central recommendations of the report on the implications of removing franking credits....

INDUSTRY NEWS

In a last legislative act by the current Parliament, the Australian Securities and Investments Commission has been handed its product intervention powers....

INDUSTRY NEWS

The Parliamentary Committee inquiry into the removal of franking credits has ended as it began – in disagreement between the major parties....

INDUSTRY NEWS

IOOF managing director, Chris Kelaher has exited the company by mutual agreement....

INDUSTRY NEWS

The Financial Planning Association has urged the Australian Securities and Investments Commission to act to ensure financial product manufacturers more consistently revea...

INDUSTRY NEWS

The Morrison Government is asking for public consultation on share scheme reforms to help small businesses attract and retain employees....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 3 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 3 days ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks 5 days ago