Powered by
MOMENTUM
MEDIA
POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
The Tax Practitioner’s Board has issued a warning that people who use unregistered tax agents do not receive safe harbour protections when things go wrong....
INDUSTRY NEWS
The Reserve Bank of Australia has cut rates by a further 25bps, causing the cash rate to fall to a record low of one per cent. ...
INDUSTRY NEWS
ASIC has permanently banned former financial planner Neil John Evans of Wodonga, Victoria, from providing financial services following multiple examinations of his conduc...
INDUSTRY NEWS
Corporate whistleblowers will have stronger rights and protections from today after the Australian Securities and Investments Commission updated regulatory guidance. ...
INDUSTRY NEWS
SMSF trustees are being encouraged to review their current finance rates after changes to the safe harbour rates benchmark affecting LRBAs. ...
INDUSTRY NEWS
FASEA has approved the Kaplan version of two AFA Professional Designations — the Fellow Chartered Financial Practitioner and Chartered Life Practitioner....
INDUSTRY NEWS
Taking a templated approach to financial advice has seen a financial adviser banned from providing financial services by the Australian Securities and Investments Commiss...
INDUSTRY NEWS
The Australian Securities and Investments Commission is arguing it can exercise its product intervention powers even if there has been no breach of the law....
INDUSTRY NEWS
The Australian Securities and Investments Commission has permanently banned a former Westpac Authorised Representative who advised his clients into Westpac-related produc...
INDUSTRY NEWS
Hacking a publisher’s Wi-Fi network with the intention of insider trading, engaging in insider trading, and deleting data from devices being examined by ASIC have seen an...
INDUSTRY NEWS
The Australian Securities and Investments Commission has revealed just how much it has increased its focus on wealth management investigations over the past 14 months....
INDUSTRY NEWS
The Australian Financial Complaints Authority has been urged to identify the firms against which complaints are being made as well as their suppliers such as insurance co...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...