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INDUSTRY NEWS
A key document tabled after questioning by a Parliamentary Committee has revealed who the major beneficiaries were of the millions of dollars extracted by the Australian ...
INDUSTRY NEWS
The Australian Prudential Regulation Authority has sought to portray its failed Federal Court action against IOOF as a necessary test case....
INDUSTRY NEWS
The proposed extension of amnesty of non-payment of workers’ superannuation has been welcomed by the Australian Small Business and Family Enterprise Ombudsman, Kate Carne...
INDUSTRY NEWS
IOOF Limited has scored a victory over the Australian Prudential Regulation Authority in their court battle stemming from the Royal Commission....
INDUSTRY NEWS
The Australian Financial Complaints Authority has called for a radical escalation of the proposed prohibition on unsolicited telephone sales, urging a ban on all unsolici...
INDUSTRY NEWS
The major financial services regulators need to be comprehensively audited to ensure they are actually delivering value for money in the work that they do reflecting the ...
INDUSTRY NEWS
Millinium Capital Managers has filed court proceedings against four defendants for breach of contract and consumer law. ...
INDUSTRY NEWS
Platform providers and those engaged in managed accounts will need to be alert to new regulations which extend the sweep of the Design and Distribution Obligations regime...
INDUSTRY NEWS
FASEA chief executive Stephen Glenfield has defended the 90% pass rate of the FASEA exam, saying the authority’s exam was purely for adviser competency....
INDUSTRY NEWS
The Financial Adviser Standards and Ethics Authority needs to take greater responsibility for implementation of the Code of Ethics....
INDUSTRY NEWS
The Australian Securities and Investments Commission has flagged that there are at least two matters emanating from the Royal Commission which may result in criminal char...
INDUSTRY NEWS
Superannuation funds will also be exposed to the Australian Securities and Investments Commission’s enhanced search warrant powers according to the explanatory materials ...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...