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INDUSTRY NEWS
The application follows an investigation by the corporate regulator after concerns unlicensed financial services were being conducted during the COVID-19 pandemic when mo...
INDUSTRY NEWS
Draft legislation for the compensation scheme of last resort and financial accountability regime will be introduced, as well as a report from the corporate regulator on t...
INDUSTRY NEWS
The corporate regulator’s Financial Services and Credit Panel proposal effectively only has industry figures judging the behaviours of other industry figures, according t...
INDUSTRY NEWS
Any “eligible person” appointed to the panel needs to understand the correct context of the advice in question, according to a Parliamentary submission....
INDUSTRY NEWS
Wael Kourieh has pleaded guilty to false document changes by forging member signatures to trick AMP employees....
INDUSTRY NEWS
The corporate regulator will seek feedback on proposed guidance and relief for the litigation funding schemes....
INDUSTRY NEWS
The cost of fraud to financial services in Australia is 3.78 times the amount of the lost transaction value, according to a study....
INDUSTRY NEWS
The first auditors in Australia to face criminal prosecution for failing to comply with auditing standards have pled guilty to the three charges against them....
INDUSTRY NEWS
Further changes to the consumer data rights have been released for consultation, including the way in which data is shared with professional advisers....
INDUSTRY NEWS
The corporate regulator has released a consultation paper on remaking a class order outlining when debentures can be called secured notes....
INDUSTRY NEWS
Wrongdoing by bank executives will continue to go unpunished if the Government does not legislate the Compensation Scheme of Last Resort and Financial Accountability Regi...
INDUSTRY NEWS
A Senate committee has slammed the Government’s bill on continuous disclosure requirements, describing the measure as a “textbook example of how Governments should not de...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...