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INDUSTRY NEWS
New analysis suggests that Labor’s proposed changes to dividend imputation could have unintended consequences extending well beyond SMSFs to industry and retail superannu...
INDUSTRY NEWS
The Australian Securities and Investments Commission has provided legislative relief that will allow exchange-traded fund market makers to make named short sales in ETF a...
INDUSTRY NEWS
The Australian Securities and Investments Commission has urged the mandating of a minimum balance for self-managed superannuation funds and a ban on limited recourse borr...
INDUSTRY NEWS
The Luxembourg Commission de Surveillance du Secteur Financier and the US Commodity Futures Trading Commission have each entered agreements with ASIC to cooperate and und...
INDUSTRY NEWS
A former senior Commonwealth Financial Planning planner who escaped conviction under an Australian Securities and Investments Commission prosecution has found himself con...
INDUSTRY NEWS
The director of now closed Dover Financial Planning, Terry McMaster, has written a series of articles defending his position and questioning the motivations and approach ...
INDUSTRY NEWS
The Australian Securities and Investments Commission has warned all managed discretionary account providers they need to be appropriately licensed following the cut-over ...
INDUSTRY NEWS
The interim report and the Royal Commission's hearings clearly show that some financial institutions have fallen far short of treating Australians honestly and fairly, ac...
INDUSTRY NEWS
The Royal Commission interim report has highlighted dishonesty and greed as two recurring themes in the financial advice industry....
INDUSTRY NEWS
The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry has slammed the industry regulators for failing to sufficiently punish...
INDUSTRY NEWS
The Royal Commission interim report has shone a light on the poor culture of licensees, particularly when it comes to charging fees for no service. ...
INDUSTRY NEWS
Financial services licensees rather than individual planners are facing the most change likely to result from the preliminary findings of the Royal Commission into Miscon...
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...