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FINANCIAL PLANNING
INDUSTRY NEWS
Merrill Lynch Equities (Australia) Limited has paid a penalty of $65,000 to comply with an infringement notice relating to a breach of the Corporations Act 2001. ...
INDUSTRY NEWS
Mortgage Choice signs up 30th planner as it seeks to reposition its brand with the intention of growing to 60 planners by June, 2015...
INDUSTRY NEWS
ASIC has banned two advisers from providing financial services for up to five years. ...
INDUSTRY NEWS
The Financial Ombudsman Service (FOS) has apologised to a member of the service as part of the settlement of a case despite FOS winning the case. ...
INDUSTRY NEWS
The FSC has won its Federal Court case challenging the make-up of the FWC’s expert superannuation panel....
INDUSTRY NEWS
Finance Minister, Senator Mathias Cormann says he’s convinced Senator Arthur Sinodinos will return to the Government’s front bench....
INDUSTRY NEWS
The BFP claims a structural flaw has allowed banks, insurers and super funds to dress up product sales as advice....
INDUSTRY NEWS
Restoring the reputation of financial planners could depend on a co-regulatory model, where the industry sets and monitors its own scrupulous standards, the FPA says. ...
INDUSTRY NEWS
Equity Trustees has been granted ministerial approval for its purchase of ANZ Trustees which makes the sale and purchase agreement between the two groups as unconditional...
INDUSTRY NEWS
ASIC admits it targeted the big planning groups for shadow shopping because it thought it would make the most impact....
INDUSTRY NEWS
Thorn Group chairman, David Carter steps down to be replaced by Jocelyn Morton. ...
INDUSTRY NEWS
Legg Mason welcomes upgrade for its Australian Bond Trust. ...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...