FINANCIAL PLANNING

INDUSTRY NEWS

The Australian Securities and Investments Commission (ASIC) has banned Sydney-based finan-cial adviser Howard Owen for two years....

INDUSTRY NEWS

Ord Minnett has brushed aside the wreckage of last month's tech stock shakeup to emerge with Australia's first big technology venture capital fund for retail investors....

INDUSTRY NEWS

BNP Investment Management (Australia) (BNP) has signed an agreement with MFS Institutional Advisers (Australia) (MFS) for exclusive use of MFS investment products and ser...

INDUSTRY NEWS

Wholesale fund manager UBS Asset Management (UBSAM) has lowered the entry figure for access to its funds while also introducing a dial-up trailing commission...

INDUSTRY NEWS

Wes McMaster has relinquished his position at the helm of both Bleakleys and Advisor Investment Services....

INDUSTRY NEWS

AustChoice has pulled out of its deal to acquire Consolidated Financial Services (CFS), managing director Roger Gumley has told Money Management....

INDUSTRY NEWS

The Australian Securities and Investments Commission (ASIC) is firing up its ef-forts to discourage investors from investing in dodgy tax driven investments....

INDUSTRY NEWS

Mike Dunne has joined Ipac as technology and business services general manager in a bid to enhance its e-commerce capabilities to advisers....

INDUSTRY NEWS

Wrap accounts and master trusts continue to eat into the market share of traditional retail funds, despite recent dire predictions for the future of portfolio management ...

INDUSTRY NEWS

Wes McMaster has relinquished his position at the helm of both Bleakleys and Advisor Investment Services....

INDUSTRY NEWS

Investment management software supplier DST International (DSTi) has picked up Melbourne based unit registry developer MaxTrak Technology for a sum described as “multi-mi...

INDUSTRY NEWS

Newly-sold fund manager MLC has paid $24 million for a 50 per cent stake in Thailand's Ad-vance Assurance....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks 5 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

3 weeks 3 days ago

A financial advice firm has been penalised $11 million in the Federal Court for providing ‘cookie cutter advice’ to its clients and breaching conflicted remuneration rule...

2 weeks 2 days ago