Tyndall one step closer to autonomy


Tyndall Investments has set up an enterprise risk, compliance and legal team following its acquisition by Nikko Asset Management.
The new team is part of Tyndall’s strategy to build on its business and administrative support capabilities, and an important step as it aimed to establish itself as an autonomous funds management business in Australia and New Zealand, stated Tyndall managing director Craig Hobart (pictured).
“The importance of risk, compliance and prudential management as a key differentiator in funds management is often underestimated, and recruiting executives who understand the regulatory, compliance and business framework we operate in was a strategic priority for us,” he said. “We expect to be announcing other senior appointments as we continue to build an independent business in Australasia.”
Craig Giffin has been appointed head of risk, compliance and legal covering Tyndall’s Australian and New Zealand operations, and Nathan Harris has been appointed risk and compliance manager for Australia.
Giffin has over 25 years of financial services industry experience, having previously worked at Fortis Investment Management, ABN AMRO Asset Management, Barclays Global Investors and St George Bank, and Harris has worked as an independent compliance and risk management consultant for over ten years, Tyndall stated.
Recommended for you
As advisers risk losing two-thirds of FUA during the $3.5 trillion wealth transfer, two co-founders underscore why fostering trust with the next generation is vital to retaining intergenerational wealth.
As advisers seek greater insights into FSCP determinations, what are the various options considered by the panel and can a decision be appealed?
Amid the current financial adviser shortage, advice firm Link Wealth is looking to expand its financial literacy program for high school students across the country.
TAL Risk Academy has updated its range of ethics courses to help financial advisers meet their CPD requirements following adviser feedback, including interpreting FSCP determinations.