RISK MANAGEMENT

Financial planning

Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance pr...

Funds management

There is one specific risk that is a significantly higher concern for financial services directors compared to companies overall and is impacting their risk appetite, acc...

People & Products

Recruitment manager Robert Half has shared the most in-demand roles in financial services that firms are finding difficult to fill, driven by ASIC’s growing focus on risk...

Financial planning

Insignia Financial’s chief risk officer sheds light why the “multidimensional” risks of operating a financial advice licensee requires a holistic and curious approach....

Financial planning

As persistent regulatory changes drive demand for risk and compliance teams, competition is heating up in the shallow talent pool, with firms taking up to six months to f...

Expert Analysis

Inflation is set to be a key challenge for clients as we enter a period of core inflation which will be more difficult to budge without an economic slowdown to ‘reset’ th...

Financial planning

A survey of Australian wealth managers has revealed fears around clients making compensation claims after failing to understand their risk suitability, with firms expecti...

People & Products

Technology and research firm Capital Preferences is launching a program in Australia with several advice firms to uncover the risk preferences of their clients and how th...

Expert Analysis

An unpresented case could allow APRA to amend the existing risk management prudential standard to require super trustees to consider climate change as a material risk to ...

image
Financial planning

As environmental, social and governance principles move into the mainstream, inconsistency in the way data is approached is holding adoption back....

image
Policy & Regulation

Allianz Australia has been hit by a $250 million additional capital requirement by the Australian Prudential Regulation Authority....

image
People & Products

FINSIA has launched a new suite of interconnected professional qualifications focused on risk management and cybercrime in conjunction with CISI....

image
Superannuation

If the life and pensions sectors want to improve the retirement outcomes they offer, they need to do away with a mindset focused on legacy systems and risk management and...

image
Financial planning

As technology and the current focus on the financial sector is putting stress on institutions to enhance their capabilities, their risk management functions must also evo...

image
People & Products

Perennial Value and Daintree Capital have appointed Daniel Birch as new head of institutional sales....

image
sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

1 month 2 weeks ago
Denise Baker

This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

1 month 2 weeks ago
gonski

So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...

1 month 2 weeks ago

The Reserve Bank of Australia has made its latest rate call, with only two more meetings left for 2024....

1 week 6 days ago

Financial advisory group AZ NGA has announced a strategic partnership with a $294 billion global investment manager to support its acquisition plans....

1 week ago

Platform HUB24 has taken a minority stake in an alternative investment company to design and offer a range of alternative products to financial advisers. ...

1 week 4 days ago