First Decision-Maker forum announced

financial-planning-association/chief-executive/financial-planners/

18 January 2008
| By Justin Knight |
image
image image
expand image

Alison Maynard

The Financial Industry Complaints Service (FICS) is set to hold its first Decision-Maker forum for improving member engagement and understanding.

Scheduled for February 29, 2008, in Sydney, the forum was set-up to help members better understand how FICS resolves disputes and will provide them with the opportunity to discuss specific issues relating to recent FICS determinations.

FICS chief executive Alison Maynard said the external complaints resolutions scheme has been working with the Financial Planning Association to address financial planners’ concerns about the transparency of the FICS decision-making process.

“FICS wants to provide a better understanding of the issues with some cases and clearly demonstrate how the FICS decision-making process works,” she said.

FICS national panel chair Michael Arnold will lead the first discussion, assisted by panel chair Dick Viney.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

3 months 1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

4 months ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

4 months 1 week ago

AMP has agreed in principle to settle an advice and insurance class action that commenced in 2020 related to historic commission payment activity. ...

5 days 12 hours ago

Advice firms are increasing their base salaries by as much as $50k to attract talent, particularly seeking advisers with a portable book of clients, but equity offerings ...

3 weeks 5 days ago

ASIC has released the results of the latest financial adviser exam, held in November 2025....

1 week 4 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo