By world standards, ASIC keeps advisers on a very short leash. But across the Tasman, financial intermediaries are subject to fewer restrictions. Late last year, New Zeal...
Senior research analyst Dennis Mothoneos has left van Eyk Research after three years with the company to join investment advisory house, Strategic Capital Management....
A Queensland man, who allegedly operated a high-yield investment scheme and used it to dishonestly obtain $270,000, has appeared in court on seven charges brought by ASIC...
A new index which tracks the performance of companies with the highest standards of corporate and social responsibility has outperformed more mainstream investment indexe...
The corporate regulator has released a consultation paper detailing proposals to allow general insurers to operate without a licence and in a separate initiative, has pro...
Industry, government and corporate superannuation funds have been included for comparison in an updated version of a Mercer Investment Consulting superannuation fund asse...
Only four per cent of Australian parents have enough life insurance cover to sustain their family’s lifestyle if either parent were to die, with 60 per cent - or 5.4 mill...
ASIC has expanded its compliance team, with Carole Ferguson joining in the new position of director, institutional and wholesale compliance....
The abolition of the superannuation surcharge for higher income earners is likely to lead to the demise of personal contributions to superannuation funds in favour of sal...
Investors have been warned to look more closely at underlying asset allocations as well as performance rankings when comparing superannuation funds....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...