 
Former Macquarie Equities client adviser, Newton Chan, has been sentenced to 20 months in jail after an ASIC investigation revealed he manipulated the share price of Bill...
MLC has appointed Michael Karagianis as an investment strategist in its investment management business....
Omega Global Investors has appointed a new portfolio manager, Shan Kwee, who will be responsible for portfolio construction and management, system design and development ...
Platform provider netwealth has negotiated cheaper insurance premiums with AIA Australia as part of the renewal of a three-year contract and a broader insurance review....
Suncorp has announced the appointment of Amanda Revis as group executive for human resources. Revis will be responsible for the delivery of the employee components of the...
QBE has signed a share purchase agreement to acquire Secura NV, a Belgian-based specialist reinsurer, for a purchase price of 267 million euro....
The Administrative Appeals Tribunal has upheld ASIC's decision to ban Queensland broker Clive Henley from providing financial services for three years....
ASIC has released updated requirements for unlisted debentures and unsecured notes to improve disclosure to retail investors....
Industry reforms may lead to changes in adviser recruitment strategies....
Insurance brokerage has been placed among Australia's top five growth industries for 2010-11. The nation's economic growth is predicted to reach 3.7 per cent in the next ...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...