The Financial Ombudsman Service has introduced new services and staff in a bid to improve its engagement with financial planning members....
Responsible Investment skills are becoming career essentials for financial services industry professionals around the globe, according to the Responsible Investment Acade...
There have been several new hires at AMP Capital Investors’ fixed income team, with the appointment of Sonia Baillie as the senior portfolio manager, and the recrui...
Select Asset Management has announced the appointment of a boutique consultancy business, Orchard Harbour, to focus on its operational due diligence. ...
Standard & Poor's Fund Services (S&P) has placed the ING Emerging Companies Trust on hold following the resignation of lead portfolio manager Sinclair Currie, who will be...
Russell Investments has appointed industry veteran Graham Herman as its new director of capital markets research....
Credit Union Australia (CUA) has appointed Jason Murray to the newly created head of products role, while Julie Taylor has been named new state manager for New South Wale...
Administration service and efficiency is the number one thing that advisers would like their platform provider to improve, while cost and remuneration models came in at s...
Standard & Poor’s Fund Services (S&P) has placed a ‘sell’ rating on the AMP Capital Equity Fund following the resignation of Simon Fitzgerald, t...
Improving financial literacy of consumers remains a critical challenge for Australia’s financial services industry, according to Brett Jollie, managing director of ...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...