Godfrey Pembroke has long been regarded as a premium financial planning group, but with new owners and a new chief, will it retain that crown? Lucie Beaman looks at the G...
For the most part, research houses accepted the criticisms levelled at them by fund managers – but there were some things they weren’t prepared to take lying down. Lucie ...
The Australian Securities and Investments Commission (ASIC) has placed extra conditions on the securities dealers’ licences of Permanent Trustee Company and Permanent Inv...
Financial services education and compliance provider Integratec will expand into stockbroking education following Bell Potter Securities joining its online continuing pro...
Mercer Investment Consulting is set to produce publicly available fund manager and product ratings, a move that could see the group in direct competition with the likes o...
The privacy of clients within superannuation funds is under threat as trustees of super funds will be legally forced to share confidential information regarding clients’ ...
Suncorp Metway has poached another Commonwealth Bank executive to fill one of its top jobs, this time the position of head of wealth management....
Perpetual Investments has suffered a massive decrease in funds under management losing $1.1 billion between the end of January and the end of February this year....
The Australian Securities and Investments Commission (ASIC) has removed a West Australian planner from the industry for four years after he agreed to an enforceable under...
The Australian Securities and Investments Commission (ASIC) has permanently banned Robert Huston Reynolds from acting as a representative of a securities dealer or an inv...


AMP has agreed in principle to settle an advice and insurance class action that commenced in 2020 related to historic commission payment activity. ...
Advice firms are increasing their base salaries by as much as $50k to attract talent, particularly seeking advisers with a portable book of clients, but equity offerings ...
ASIC has released the results of the latest financial adviser exam, held in November 2025....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...