Challenger has had a strong six months to December 31, 2001 which puts the group on track to make its targeted three yearly after tax profit of $200 million by the end of...
The Commonwealth Bank’s online stockbroker, CommSec, has launched a margin lending product direct to investors that will combine margin loans with a savings plan to allow...
AMP chief executive Paul Batchelor has remained optimistic about AMP’s profitability despite today announcing a decline in profits for 2001 and forecasting another tough ...
A former adviser in Victoria has been jailed after the Commonwealth Director of Prosecutions was successful with a case against him for deceiving clients while working fo...
Two directors of an investment advisory corporation have been banned from managing corporations for up to 10 years after the Australian Securities and Investments Commiss...
South Australian financial adviser Graeme Edward Smith Hall has been permanently banned from acting as a representative of a securities dealer by the Australian Securitie...
Advance Funds Management flagship investment vehicle, the Advance Imputation Fund, has passed the $1 billion mark after successfully outperforming the S&P/ASX 200 index b...
The Australian Securities and Investments Commission (ASIC) has wound up the Financial Options Group Inc and the Australian Fund and has prohibited its directors from lea...
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...