Kate Cowling

Kate Cowling

News by this author

Two Sydney-based accounting auditors have entered an enforceable undertaking (EU) with the Australian Securities and Investments Commission (ASIC) following a lengthy rev...

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'Crowd-funding’ projects that attract investor return need urgent cross-jurisdictional regulation, an international thinktank believes, with nearly half of the ventures d...

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Financial services was one of only a handful of industries to experience no salary growth last year, a report shows....

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ANZ has retained its title as Australia’s most valuable banking brand in a year that saw lower ranked institutions such as BT Financial Group increase their standing expo...

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A NSW Central Coast businessman has been charged with fraud after misappropriating $260,000 in investor funds. ...

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Financial markets will continue to be torn between the improving global economy and concerns about policy, an investment manager believes. ...

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The threat of regulatory change has outranked cyber crime and PR disasters as the greatest risk to the financial services industry, a survey shows. ...

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The financial services profession will continue its 30-year trend of acquisition 'failure' unless it starts to seriously consider long-term risk and culture fit, a broker...

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The avalanche of financial planning changes in the last year has left institutions with more orphan clients than real clients, a veteran adviser believes. ...

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Managed discretionary accounts (MDAs) should be customised for individual clients, both to manage diverse expectations and meet new regulatory guidelines, an adviser says...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

4 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

6 months 2 weeks ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

1 week 3 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 days ago

ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...

4 days 3 hours ago