The first auditors in Australia to face criminal prosecution for failing to comply with auditing standards have pled guilty to the three charges against them....
EC Audit and its director, Robert Evett, will be the first ever in Australia to face criminal charges for failure to comply with auditing standards....
Saxo Capital Market Australia has terminated its business dealings with Halifax Australia....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...