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Financial planning
Wael Kourieh pleaded guilty to forging 30 member signatures on AMP superannuation investment election forms which would let him obtain financial advantage for himself via...
Financial planning
Ahmed Saad has pleaded guilty after operating a scheme to provide illegal early access to super for clients. ...
Financial planning
The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....
Financial planning
Pershing Securities Australia is the first company in the country to face criminal prosecution for breaching client money provisions....
Financial planning
Mark Damion Kawecki has pleaded guilty to two counts of dishonest conduct relating to meeting the minimum spread requirement to be listed on the Australian Securities Exc...
SMSF
George Nowak has pleaded guilty after investigations found he had misappropriated $1.2 million in self-managed superannuation fund monies. ...
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Podcast
Might be a bit different to i the past where at most there was one man from the industry on the loaded enquiry boards a...
Who get's the $10M? Where does the money go?? Might it end up in the CSLR to financially assist duped investors??? ...
My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...