FINANCIAL SERVICES LICENCE

Financial planning

ASIC has cancelled the licence of Custom Wealth Solutions Dealer Services after the group entered into external administration earlier this year....

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Financial planning

A company owned by the family of real estate juggernaut, Ray White, says it will be one of the few non-conflicted players in a planning space haunted by legacy issues, li...

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Financial planning

A former director of an Australian financial services licence holder received a 12-month suspended sentence and a $10,000 fine after pleading guilty to fraud charges....

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Financial planning

ASIC has suspended the licence of a boutique planning group for three months for a failure to comply with its compliance obligations...

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Financial planning

ASIC has subjected a mortgage scheme operator to additional AFSL conditions after it failed to meet various obligations....

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Financial planning

ASIC has cancelled the AFSL of Global Derivative Services after it failed to comply with licence obligations...

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Superannuation

Kinetic Super has announced the launch of an intra-fund advice service where members can get limited financial advice on their account. ...

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Financial planning

Mortgage Choice will push into financial planning aiming to double planners numbers by June 2015....

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Financial planning

Regulator claims Macquarie Equities Limited (MEL) had “very poor” record keeping and lack of detail in its advice documents....

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Accounting

A Melbourne accountant has been jailed for five years and eight months for operating 21 unregistered managed investment schemes relating to property development....

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Financial planning

Dealer group Libertas Financial Planning expands its dealer services model to accountants and signs first accountancy practice to the service....

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Financial planning

Learn about the pros and cons of owning AFSL and weighs them up against becoming an authorised representative of a larger licensee...

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Financial planning

Class action specialists, Shine Lawyers, are investigating claims against Queensland based financial advice firm FTS....

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Financial planning

A former financial adviser has been permanently banned from providing financial services by ASIC....

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Financial planning

ASIC has suspended the AFSL of Brisbane-based planning business, Custom Wealth Solutions Dealer Services Pty Ltd....

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