Former ClearView managing director, Simon Swanson, has been appointed as chair of Centrepoint Alliance....
ClearView has signalled its strategic intentions by vowing to remove the cross-subsidisation of its planning groups....
The Australian Securities and Investments Commission has banned a former Suncorp financial services adviser for four years....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
ASIC has issued a warning to financial advisers to ensure they are complying with client consent requirements when entering into ongoing fee arrangements....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...