CHAIRMAN

People & Products

Bennelong Funds Management has announced that Craig Bingham will assume the position of chief executive from 20 October....

Financial planning

ASIC has confirmed it has tightened its approach on enforceable undertakings in the wake of those applying to Commonwealth Financial Planning and Macaquarie Private Wealt...

Financial planning

The chairman of ASIC has defended his international travel expenses as a regulatory priority. ...

Financial planning

The corporate regulator is driving home the financial literacy mantra, saying it should be part of formal education from a young age for consumers...

Editorial

The major institutions are right to take the lead on lifting educational standards in the financial planning space....

Editorial

While ASIC continues to press for more powers with respect to bank management staff and product design, Mike Taylor writes that the real answer lies in successfully separ...

Editorial

In the third in this series on equity investing, Hugh Young discusses the importance of fair treatment of shareholders....

Financial planning

OneVue has announced a merger with Select Asset Management...

Financial planning

The former chair of ASIC Tony D’Aloisio will chair listed financial services technology provider IRESS....

Funds management

Strong performances by boutique partners have seen Treasury Group’s FUM rise by 49 per cent in the last financial year....

Financial planning

APRA uses draft guidance to tell the banks, AMP Limited, Macquarie, Suncorp and Challenger that operational separation is not an option for avoiding losses....

Financial planning

ASIC plans to have more ‘cops on the beat’ as it targets the financial advice sector....

Accounting

A Melbourne accountant has been jailed for five years and eight months for operating 21 unregistered managed investment schemes relating to property development....

People & Products

Bank of Queensland (BOQ) managing director and chief executive officer Stuart Grimshaw has resigned...

Financial planning

ASIC has imposed new conditions on the AFSLs of CommFP and Financial Wisdom....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

4 months 4 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

3 weeks 3 days ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

6 days 14 hours ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

2 weeks 2 days ago