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ASIC
Financial planning
ASIC Commissioner Danielle Press confirmed the regulator has been in touch with Treasury on how differing ‘reasonable minds’ could agree on a common ground in Levy’s reco...
Funds management
Greenwashing, predatory lending and misleading insurance are all on ASIC’s enforcement radar for 2023. ...
Financial planning
ASIC has published its Indigenous Financial Services Framework to support positive financial outcomes for First Nations people following a period of consultation. ...
Financial planning
Data from the QOA’s adviser survey, used to inform the review, has revealed a snapshot of Australia’s adviser landscape, their views and the shape of their businesses. ...
Financial planning
In a move likely to be welcomed by advisers, Michelle Levy has stayed the course to do away with Statement of Advice requirements....
Financial planning
Wealth Data has revealed a “disappointing” double-digit loss in advisers to start February after a positive January....
Policy & Regulation
Crypto asset service providers will be the target of a new triple-pronged Government reform agenda....
Financial planning
A former Perth financial adviser has been sentenced for making unauthorised client transactions and engaging in dishonest conduct....
SMSF
The corporate regulator has taken action against hundreds of self-managed super fund auditors after they reportedly failed to meet compliance standards over several years...
Financial planning
There were over 350 new entrants who came on board during 2022, according to Wealth Data, as the industry seeks to grow to counter the adviser exodus. ...
Financial planning
A Gold Coast director who leased an automated foreign exchange trading robot has been banned from providing financial services for four years. ...
People & Products
Catriona Lowe has joined the Australian Competition & Consumer Commission as deputy chair, taking over from Delia Rickard....
SMSF
A former Melbourne financial planner has pleaded guilty to three counts of engaging in dishonest conduct regarding SMSFs while running a financial services business. ...
People & Products
The corporate regulator has confirmed the looming departure of a commissioner, set to join global investment management company Vanguard....
Financial planning
A former Adelaide financial adviser has been sentenced for two counts of falsifying company books, having previously been charged last June. ...
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...