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ASIC
Life/Risk
Virgin Money has been fined more than $30,000 for misleading advertising related to its promotion of a life insurance product....
Financial planning
ASIC has rebuffed suggestions HFT is a problem and stated a ‘lack of hysteria’ should not be mistaken for complacency....
Financial planning
ASIC has cancelled the licence of a subsidiary of the collapsed Banksia Financial Group but will continue investigation...
Financial planning
ASIC has cancelled the Australian financial services licence of Parramatta-based insurance broker WD Gelle Insurance and Finance Brokers Pty Ltd....
Financial planning
ASIC has cancelled the licence of a CBA-owned advice group, the second in a month, following a request from the bank. ...
Financial planning
ASIC has suspended the licence of failed debenture issuer and mortgage lender Provident Capital Limited....
Financial planning
ASIC should be given powers to pursue compensation including the first right to sue ahead of investors involved in class actions....
Financial planning
Former sole director of Sonray Capital Markets, Russell Andrew Johnson, has been sentenced to six-and-a-half years in jail after pleading guilty to seven charges last yea...
Superannuation
Macquarie Bank's David Barrett takes a closer look at the cost complexities of setting up a SMSF....
Financial planning
ASIC bans advisers after conviction for dishonest conduct...
Financial planning
Newspaper reports are speculating that the Government will sell off ASIC’s company registry business. ...
Superannuation
SPAA supports ASIC’s drive for tougher measures to tackle the 'bad apples’ of the financial services industry....
Financial planning
ASIC moves against another financial services company over misleading advertising....
Editorial
Mike Taylor writes that ASIC is right to pursue managers with just as much vigour as it pursues financial planners when things go wrong. ...
Financial planning
ASIC tells a Senate Committee that while Commonwealth Financial Planning has lived up to its enforceable undertaking requirements, further work is required on its breach ...
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...