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ASIC
Life/Risk
A key Parliamentary Committee has urged strong scrutiny of past and present insurance Approved Product Lists and move to fully open APLs....
Editorial
As key players in recent outcomes in the financial services industry, the Australian Securities and Investments Commission and the Australian Prudential Regulation Author...
Financial planning
The Association of Financial Advisers has told the Productivity Commission that ASIC’s MoneySmart website had skewed consumer expectations by suggesting simple advice can...
Life/Risk
TAL has offered refunds totalling $900,000 to 1,200 funeral insurance customers after reporting to the Australian Securities and Investments Commission that it failed to ...
Financial planning
The Financial Planning Association has told the Productivity Commission that product manufacturers should no longer enjoy the licensing exemption which allows them to giv...
Financial planning
The Australian Securities and Investments Commission has confirmed it is investigating whether planners recommended super choice over MySuper to protect their trailing co...
Financial planning
Repeated instances of bad advice made it necessary for the Government to create the Financial Adviser Standards and Ethics Authority regime, according to the Minister for...
Financial planning
The Australian Securities and Investments Commission has signalled a push to extend financial services professionalism beyond financial planners....
Policy & Regulation
The Government will pass legislation to create a second deputy chairman of the Australian Securities and Investments Commission....
Financial planning
A senior Australian Securities and Investments Commission executive has confirmed the likelihood of the regulator examining financial advice provided by industry funds, b...
Policy & Regulation
The Australian Securities and Investments Commission has admitted only five firms are using its so-called regulatory sandbox, with many others utilising pre-existing alte...
Financial planning
Consumer group Choice has warned parliamentarians that professional indemnity insurance is an inadequate safeguard for financial technology firms providing financial advi...
Superannuation
The Federal Court has made orders by consent to wind up Western Australian company Superfunded, following an application from ASIC to appoint a liquidator last month....
Editorial
The Australian Securities and Investments Commission wants competition powers added to its regulatory armoury, but history suggests a need for caution on the part of the ...
Policy & Regulation
The Australian Securities and Investments Commission has released a report on the progress of their National Financial Literacy Strategy. ...
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...