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ASIC has banned Albert Christen Walters, known as Chris Walters, a former director of a financial services licensee, from performing the functions of an officer and a res...

Policy & Regulation • 29 July 2022

A financial adviser jailed for importing and smuggling cocaine has had the Australian financial services licence of his Alice Springs-based firm suspended....

Financial planning • 29 July 2022

It could be the ideal time for financial advisors to change their stance on gold and recommend it as a worthwhile investment when thinking strategically about diversifyin...

Knowledge Centre • 1 August 2022

Volatile markets pose unique challenges and questions from investors. We open up the conversation with our retirement experts and advisers. Watch now....

Knowledge Centre • 1 August 2022

Count Financial has appointed Adrian Hondros to the board as Bruce Foy retires, bringing 35 years of corporate and financial planning experience to the role....

People & Products • 1 August 2022

Maple-Brown Abbott has shared the five signs that investors should watch out for in this reporting season when considering opportunities for companies to buy. ...

Funds management • 1 August 2022

Treasury has confirmed the next stage for the Quality of Advice Review will be a proposal paper which will be issued within weeks and seek adviser feedback....

Financial planning • 1 August 2022

Stockspot’s founder, Chris Brycki, has hit out against Vanguard’s submission to the Quality of Advice Review, flagging concerns that the firm carving out a role as produc...

Financial planning • 1 August 2022

The Financial Services Council has announced the appointment of Renato Mota, chief executive of Insignia Financial and Alison Telfer, country head for asset management Au...

People & Products • 1 August 2022

KPMG economists have responded to Treasurer Jim Chalmers economic update, stating the inflation forecast is “confronting” for the rest of the year and spending cuts are n...

Funds management • 2 August 2022

Asset consulting firm Frontier Advisors has established an office in Tokyo, appointing Yuichi Alex Takayama to lead its presence in Japan and the Asia Pacific....

People & Products • 2 August 2022

Westpac has completed the sale of Westpac Life Insurance Services Limited to TAL but expected to report a total after tax loss on sale of $1.37 billion....

Life/Risk • 2 August 2022

The financial advice industry has seen its first negative week of losses for the financial year, losing five, although the net gain for the year is still solid at 174, ac...

Financial planning • 2 August 2022

There is much Australia can learn from the United Kingdom’s regulatory framework, including its strength of being more easily navigable and a focus on outcomes rather tha...

Financial planning • 2 August 2022

The Australian Securities and Investments Commission has banned an Adelaide-based financial adviser from providing financial services for five years after problems with t...

Financial planning • 2 August 2022

The Reserve Bank of Australia has raised rates for the fourth time this year....

Policy & Regulation • 2 August 2022

Ausbil’s Sydney-based chief executive, Ross Youngman, has completed the 33-kilometre swim across the English Channel, to raise money for scholarships for the Australian I...

People & Products • 3 August 2022

Fintech firm Q4 Associates Limited has joined EY New Zealand, a move it says will enable it to better serve clients across Australia and New Zealand as it expands in the ...

People & Products • 3 August 2022

Class has announced four general manager appointments to its leadership team as part of the company’s new operating model....

People & Products • 3 August 2022

It is up to the financial advice industry to educate consumers on the value of financial advice and the help they can provide, particularly during times of insurance clai...

Financial planning • 3 August 2022
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

3 months 1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

4 months ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

4 months 1 week ago

AMP has agreed in principle to settle an advice and insurance class action that commenced in 2020 related to historic commission payment activity. ...

5 days 22 hours ago

Advice firms are increasing their base salaries by as much as $50k to attract talent, particularly seeking advisers with a portable book of clients, but equity offerings ...

3 weeks 5 days ago

ASIC has released the results of the latest financial adviser exam, held in November 2025....

1 week 4 days ago
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