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The corporate regulator has taken ‘ASX Wolf’ Tyson Scholz to the Federal Court with a creditor’s petition after he failed to pay more than $450,000 owed to ASIC. ...

Financial planning • 20 October 2023

The former tax partner at PricewaterhouseCoopers who disclosed confidential information has been formally banned for eight years from providing financial services by ASIC...

People & Products • 20 October 2023

Helped by the increase in Superannuation Guarantee contributions, Australian Ethical has seen positive inflows of $114 million but suffered significant investment losses....

Funds management • 23 October 2023

A former super executive has set up a retirement coaching program, warning Australia’s ageing population might be overlooking important considerations as they step into t...

Financial planning • 23 October 2023

Guideway Financial Services has announced a new AI avatar paraplanning service which can present advice to clients, and is in talks with super funds about expansion....

Financial planning • 23 October 2023

With Insignia Financial chief executive Renato Mota announcing he will depart in February 2024, Money Management takes a look at his five years in the leading role. ...

Financial planning • 23 October 2023

Advice licensees are opening faster than they are closing, and licensee owners with less than 20 advisers have grown by over 200 since the start of the year, new figures ...

Financial planning • 23 October 2023

A report by financial technology firm FinClear has identified six portfolio characteristics of successful high-net-worth investors....

Funds management • 23 October 2023

Recent trends suggest a sharp rise in investors’ appetite to cash, including a surge towards cash ETFs. However, JPMAM maintains it is likely to underperform equities and...

Funds management • 23 October 2023

Former abrdn managing director Brett Jollie has joined the leadership team at specialist investment and wealth management consultancy KONU....

People & Products • 24 October 2023

The investment manager is set to take over the management of the $90 million Watermark Absolute Return equities fund, transitioning it to an ASX long-short small cap prod...

Funds management • 24 October 2023

The Melbourne-based advisory business has joined Count’s AFSL network, following its acquisition of financial advice firm Affinia from TAL....

People & Products • 24 October 2023

WT Financial believes the “supply-demand equation” is weighted firmly in favour of advisers as it reports its net profit after tax more than doubled in FY2022–23....

Financial planning • 24 October 2023

With financial advisers on the government’s skills shortage list this year, could an influx of advisers coming from overseas help to bolster these numbers and how difficu...

Financial planning • 24 October 2023

HUB24 chair and non-executive director, Bruce Higgins, is to step down from the board after 11 years and the platform has named his replacement....

People & Products • 24 October 2023

The financial services group is the sole Australian firm to sit among the top 50 investment managers across the globe, but Australian firms have seen a decrease in AUM ov...

Funds management • 25 October 2023

AMP has tapped super industry veteran Melinda Howes to lead its superannuation and investments business....

People & Products • 25 October 2023

Morningstar has hired former Adviser Ratings chief executive, Mark Hoven, to drive the firm’s expansion in the superannuation and retirement space....

People & Products • 25 October 2023

Australian investors are more likely to want advisers to help them meet their goals rather than chase investment performance, according to research by Milford....

Financial planning • 25 October 2023

Two investment firms have made up almost half of investment and advice complaints as AFCA reports a rise of 589 per cent in complaints about inappropriate advice during F...

Financial planning • 25 October 2023
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago