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ASIC has lodged an appeal against the Federal Court’s ruling in favour of Commonwealth Bank and Colonial First State. ...

Financial planning • 27 October 2022

ANZ’s exit of financial planning and advice means the bank has now removed wealth management risk from the business, despite a $62 million loss from the transaction, it s...

Financial planning • 27 October 2022

Dante De Gori, former chief executive of the Financial Planning Association of Australia, has been appointed as chief executive of the global Financial Planning Standards...

People & Products • 28 October 2022

Insignia has detailed the quarterly breakdown of movement among its advisers, reporting both gains and losses in different channels....

Financial planning • 28 October 2022

There has been a slowdown in the growth of provisional advisers this week following several weeks of double-digit growth, according to data from Wealth Data....

Financial planning • 28 October 2022

There were almost 900 breach reports made to ASIC regarding financial advice activities in the first nine months of its reportable situations regime. ...

Policy & Regulation • 28 October 2022

The Treasury has appointed a new chair for the Australian Prudential Regulation Authority to replace Wayne Byres....

People & Products • 28 October 2022

Pinnacle has detailed how strong relationships with advisers has boosted the firm’s distribution success, despite a wider adviser exodus....

People & Products • 31 October 2022

Adviser demand has led BetaShares make its range of ethically-screened separately managed accounts available on the Netwealth platform....

People & Products • 31 October 2022

Yarra Capital Management has appointed Erin Kuo as chief sustainability officer....

People & Products • 31 October 2022

There is over-reliance by licensees on ‘human error’ with over 5,000 reports stating that as a cause of a breach when the fault may lie in their systems and processes, ac...

Financial planning • 31 October 2022

Investors are facing an environment of persistent inflation. We believe dividend income may help weather the storm of high inflation, rising rates, and slowdown in global...

Knowledge Centre • 31 October 2022

In the small capitalised end of the share market, companies can flourish or flounder quicker than their larger capitalised peers. Breaking the shackles of the long only c...

Knowledge Centre • 31 October 2022

More than 1 in 5 Australian workers don’t believe they’ll achieve their desired standard of living in retirement, but there are key ways financial advisers can help....

Knowledge Centre • 31 October 2022

Research has revealed Australian workers are feeling growing stress about their retirement, it also revealed how financial advisers can help alleviate this pressure....

Knowledge Centre • 31 October 2022

MLC Life Insurance has upgraded its MLC Insurance product range to allow a greater portion of earnings to be insured....

People & Products • 1 November 2022

VanEck is expecting to see a downturn in consumer discretionary companies as the cost of living increases and consumer spending declines....

Funds management • 1 November 2022

Portfolio management company, Peak Investment Partners, has launched an online investment solution to reach a broader demographic of clients....

People & Products • 1 November 2022

The ability for bonds to deliver income, diversification and capital preservation for investors is much stronger in a high-rate environment, according to a panel, and cli...

Funds management • 1 November 2022

Questions have been raised why reporting by other licensees was excluded from the regulator’s first breach publication and whether it is taking place....

Financial planning • 1 November 2022
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 5 days ago