POLICY & REGULATION

INDUSTRY NEWS

Not only is there the Quality of Advice Review taking place this year, a legal review into financial services legislation has also been on the agenda....

INDUSTRY NEWS

The Administrative Appeals Tribunal has set aside a decision by ASIC to ban Paul Ernest Dortkamp, a former director, chairman, and responsible manager of Spaceship Capit...

INDUSTRY NEWS

ASIC has increased the number of staff dedicated to cryptocurrency, despite it being unregulated, as high-profile collapses like FTX highlight the dangers of the asset cl...

INDUSTRY NEWS

Minister for financial services, Stephen Jones, has welcomed new regulation to support access to justice for class action plaintiffs including those affected by managed i...

INDUSTRY NEWS

A sustainability executive has highlighted what a lack of transparency on ESG metrics in fund holdings data means for advisers and investors. ...

INDUSTRY NEWS

The Government has released draft legislation implementing two recommendations made by the Australian Law Reform Commission relating to improving financial services legis...

INDUSTRY NEWS

Business groups have welcomed the Government’s commitment to a Sustainable Finance Agenda and a consultation on a mandatory climate-related financial disclosure....

INDUSTRY NEWS

ASIC has commenced Federal Court proceedings against OnePath Life for allegedly failing to act with utmost good faith during claims handling, the first time it has sought...

INDUSTRY NEWS

ASIC has changed the status of the AFS licence for two financial services groups, one of which had its director banned in October over his refusal to pay AFCA determinati...

INDUSTRY NEWS

The Federal Court has dismissed proceedings brought by ASIC against CBA regarding $55 million in fees being charged to almost one million customers....

INDUSTRY NEWS

Climate change is likely to become a larger part of financial regulation with APRA seeking multiple analysts for a climate risk team. ...

INDUSTRY NEWS

ASIC senior executive leader, Leah Sciacca, has reiterated the corporate regulator “encourages tech and innovation” in the financial services industry. ...

 

MARKET INSIGHTS

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Never miss the latest news and developments in wealth management industry

Bradley

Dear CEO and board, It's time to start some VERY HEAVY LOBBYING on behalf of advisers which could save your platform re...

4 hours 33 minutes ago
JOHN GILLIES

He is every thing ASIC said he was BUT How on earth did he expect to get away with it????? . these guy's who dip in...

6 hours 47 minutes ago
Chris Cornish

A tad optimistic from Morningstar. Adviser numbers are somewhat irrelevant; it all comes down to the platform and whethe...

7 hours 52 minutes ago

A former financial adviser has been banned by ASIC from providing financial services for inappropriate advice, among multiple breaches....

1 week 1 day ago

Treasurer Jim Chalmers has handed down his third budget, outlining the government’s macroeconomic forecasts and changes to superannuation....

2 weeks 1 day ago

Iress has announced it is strengthening its security settings after suffering an unauthorised access of its systems over the weekend....

2 weeks 3 days ago