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INDUSTRY NEWS
The Federal Government has tabled exposure draft legislation which would give the Australian Securities and Investments Commission phone tapping and search warrant powers...
INDUSTRY NEWS
The Australian Securities and Investments Commission has launched civil action in the Federal Court over the telephone sale of life insurance which saw sales agents offer...
INDUSTRY NEWS
Financial planning organisations are seeking clarity from the Government on how its proposed new central disciplinary body for financial advisers will work and how much i...
INDUSTRY NEWS
Platinum Perpetual Globe Private Wealth has lost its Australian financial services licence after charges brought by Western Australian police....
INDUSTRY NEWS
VanEck has said would be unlikely to launch an actively-managed ETF in light of the Australian Securities and Investment Commission review into the products. ...
INDUSTRY NEWS
The Australian Prudential Regulation Authority has signalled its intention to emulate the Australian Securities and Investments Commission by more frequently publishing t...
INDUSTRY NEWS
The Australian Securities and Investments Commission has speculated that a 50% increase in breach reporting may be the result of licensees clearing the skeletons out of t...
INDUSTRY NEWS
Chartered Accountants Australia and New Zealand has asked for clarification over what financial planning studies will count for further credits from the Financial Adviser...
INDUSTRY NEWS
High risk hedge funds are still under scrutiny by the Australian Securities and Investments Commission but the regulator is refusing to reveal how it is going about its b...
INDUSTRY NEWS
The Australian Securities and Investments Commission has found Port Phillip Publishing (PPP) and its former director Kristan Sayce liable for printing a misleading guide ...
INDUSTRY NEWS
The Australian Securities and Investments Commission has signalled its continuing scepticism about mortgage broker commissions while claiming consumer research has valida...
INDUSTRY NEWS
The Australian Securities and Investments Commission has signalled it will make an example of wrong-doers while suggesting that misconduct by some major financial institu...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...