APIR Systems has signed up Brisbane-based dealer group Australian Investment and Financial Planners (AI&FP) as the first full-service user of its Compliance Reference Ser...
Portfolio management service provider Symetry will stop using AXA’s Assure master trust for its back office administration and bring the work inhouse using a technology s...
Financial planning company Snowball Group has formed a strategic alliance with independent group Hayes Sterling to represent Snowball in South Australia....
The implementation of compliance programs by Australian financial services companies are being hindered by a lack of resources, the perception compliance is not core busi...
The Australian Securities and Investments Commission (ASIC) has banned a South Australian man from acting as an investment adviser or as a representative of a securities ...
The Alternative Investment Management Association (AIMA) is to launch a series of forums in a bid to educate financial planners on the merits of investing in hedge funds ...
Advisers who recommended AM Corporation products will still receive a one-off payment after IOOF confirmed it was in talks with AM Corp management regarding the pay out....
The Financial Planning Association (FPA) yesterday welcomed the Federal Government’s renewed commitment of introducing its superannuation choice and portability policies....
The Financial Planning Association (FPA) will hold a meeting of its 31 chapter chairs this week to combat what it sees as problems communicating with its membership base....
The process involved in obtaining an Australian Financial Services (AFS) licence may be arduous and time-consuming but at least it’s relatively straight-forward. What is ...
About 30 staff from AM and IOOF have been retrenched as part of the rationalisation of the two groups....
Financial services group Promina will attempt to raise up to $2.1 billion in its upcoming listing on the Australian Stock Exchange (ASX) in May....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...