The introduction of straight through processing for dealers and planners heralds a new era in client communication. Lucia Appleby reports....
The SwimEC (Super, Wealth and Investment Management Electronic Commerce) industry initiative mounted by the Association of Superannuation Funds of Australia (ASFA), the I...
BT Financial Group has announced record figures in terms of funds under administration (FUA) for both its super and wrap platforms....
The Financial Planning Association (FPA) is continuing its organisational restructure following the resignation and departure on Tuesday of senior executive Rohan Burges...
The Australian Securities and Investments Commission (ASIC) has issued five compliance guidelines to the market offering practical advice to operators of managed investme...
Snowball Group is set to launch a wrap offering to the market following it striking a deal with Asgard to badge the latter’s eWrap service....
Queensland-based international investment group, LM Investment Management has been added to Asgard Capital Management’s investment menu line-up....
Bodinnars Personal Financial Services is aiming to open up offices in each of the nation’s states by the end of the financial year and release a range of service packages...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...