Lombard Risk has announced an Australia and New Zealand expansion on the back of new Australian Prudential Regulation Authority reporting requirements....

Independent financial advisers may not have been exposed to the various elements of risk management and they therefore could inadvertently neglect them to the detriment o...

Regulatory reporting specialist, AxiomSL has recruited former Macquarie Bank executive, Andrew Wood as its new Australia country head....

Grant Holley looks at how compliance is not just about obligations but rather ingredients for running a successful business. ...

Advisers could face hefty lawsuits if they are unable to keep pace with regulatory change and capability development. Jassmyn Goh finds out how advisers can avoid legal t...

Nikko AM appoints experienced Mark de Vries as its new Chief Risk Management Officer....

Financial planners should be seeking reliable measures to assess risk aversion in clients and not rely on them, or the planner’s own skills to provide assessments, accord...

BNP Paribas launches asset and liability investment analytics solution aimed at pension and super funds....

The most successful planning practices outsource services and processes that don’t fit with core tasks according to the head of dealer services provider AAP....

With the looming prospect of the ageing and death of a large cohort of baby boomers, Brian Hor looks at how advisers can incorporate estate planning to boost practice rev...

With the looming prospect of the ageing and death of a large cohort of baby boomers, Brian Hor looks at how advisers can incorporate estate planning to boost practice rev...

With the ever-increasing presence of technology, regulation and the self-directed client, Craig Parker says the traditional risk adviser has to evolve into a risk profess...

With the ever-increasing presence of technology, regulation and the self-directed client, Craig Parker says the traditional risk adviser has to evolve into a risk profess...

ASIC has cancelled the licence of a margin foreign exchange business for making frequent changes to one of its user platforms, but failing to document them. ...