Australian financial services licence

AUSTRALIAN FINANCIAL SERVICES LICENCE

Financial planning

As rumours swirl about the demise of the dealer group, ClearView has announced an offering that would give financial advisers who want their own AFSL access to the compan...

Financial planning

ASIC cancels Austplan’s licence

The Australian Securities and Investments Commission has cancelled the AFS licence of Austplan, effective from 25 November....

Policy & Regulation

ASIC licensing delays test industry

New analysis from legal firm The Fold points to the dynamics of the financial services industry having changed by Australian Securities and Investments Commission licensi...

Financial planning

ASIC accepts EU from Breakaway Finance Group

The Australian Securities and Investments Commission has accepted an enforceable undertaking from Breakaway Finance Group and Mark Roberts, its sole director following su...

Financial planning

ASIC cancels Financial Stewards’ AFS licence

The Australian Securities and Investments Commission has cancelled Financial Stewards’ AFSL, following the company’s failure to cooperate with surveillance by the regulat...