RESPONSIBLE ENTITY

Policy & Regulation

As three directors face multiple criminal charges for their involvement in Sterling Income Trust, four years after it collapsed, Money Management reflects on Sterling’s t...

Funds management

The launch of a responsible entity service has helped K2 Asset Management in FY21 and the firm expects to work with additional managers in the future to launch exchange t...

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Funds management

360 Capital Group has offered to increase special payment to Australian Enhanced Income Fund unitholders, in a bid to remove its current responsible entity. ...

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People & Products

Aurora Funds Management has announced the appointment of Mark Briglia as its new chief financial officer and company secretary....

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Funds management

Qualitas Real Estate Income Fund has announced $266 million accelerated non-renounceable entitlement offer....

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Funds management

Vasco Investment Managers has announced its recent appointments as responsible entity and fund administrator of three retail funds as well as new appointment as trustee a...

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People & Products

Magellan has announced key appointment of Hamish McLennan and Robert Fraser as its new deputy chairman and as chairman of Magellan Asset Management, respectively....

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Funds management

The NSW Supreme Court delivered a verdict in which its sates that Aurora was not property removed and Primary Securities not properly appointed as the responsible entity ...

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Funds management

Pengana Capital Group has announced plans to launch a global private equity listed investment trust, which aims to raise between $250 million and $1 billion....

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Funds management

Equity Trustees has announced it has been appointed as responsible entity and trustee of the Federation Alternative Assets Trust....

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Funds management

ASIC has entered a change of the responsible entity for an Aurora Fund in its record of registration, despite submissions made by Aurora Funds Management to the contrary,...

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Financial planning

MG responsible entity has been fined $650,000 by the Federal Court for breaching continuous disclosure laws....

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People & Products

Perpetual Corporate Trust has gained the nod as responsible entity for the MCP Master Income Trust....

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People & Products

Ophir Asset Management has appointed Perpetual Corporate Trust as the responsible entity for its High Conviction Fund amid current higher demand for independent RE expert...

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Funds management

Equity Trustees has been appointed as the responsible entity for Sanlam Private Wealth Australia....

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MARKET INSIGHTS

PETER JOHNSTON- AIOFP

Well done Keith and Neil, these Canberra Bureaucrats need to be stopped. ...

1 day 8 hours ago
JOHN GILLIES

WHEN I RETIRED A LOT OF GUY'S WERE STILL PRACTICING FORMS OF COLD CALLING. There nothing wrong with it as a way of estab...

2 days 7 hours ago
JOHN GILLIES

I thought you joined a dealer to be protected and have a better version of regulation explained, BUT The dealers themsel...

2 days 8 hours ago

ASIC has cancelled the AFS licence of a Sydney wealth firm, the fifth Sydney firm to see a cancellation since the start of the year....

1 week 2 days ago

A former financial adviser has been banned by ASIC from providing financial services for inappropriate advice, among multiple breaches....

3 weeks 3 days ago

ASIC has suspended the AFS licence of a Melbourne fund manager responsible for six managed investment schemes....

2 weeks 3 days ago