policy and regulation | Money Management

POLICY AND REGULATION

Policy & Regulation

ASIC signs cross-border enhancement memorandum

The investment regulator has become one of the first signatories to an enhanced standard for cross-border enforcement cooperation....

Policy & Regulation

ASIC releases guidance ahead of AFCA regime

The regulator has released new guidance in advance of AFCA’s commencement to provide policy certainty for stakeholders and to support the transition to the new regime....

Policy & Regulation

Former Brisbane adviser charged with $5.9m fraud

Former financial adviser Ben Jayaweera has appeared in the Brisbane Magistrates Court charged with six counts of fraud involving around $5.9 million....

Policy & Regulation

Lawyers warn beware when referral selling

Financial services players are amongst those who have been urged to exhibit caution when offering referral incentives. ...

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Aware one

It is very worrying that Stephen Jones and the Labor government are now trying to limit the access retirees have to thei...

ASIC’s Kirkland clarifies SOA checking concerns

5 hours ago

Aware one

Let's face it, recruitment numbers are down because the government, and their bureaucrats, have made this a dying indust...

Adviser recruitment falls down the priority list

6 hours ago

Fed-up

Phil Anderson is pure gold....

ASIC’s Kirkland clarifies SOA checking concerns

9 hours ago