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PIS
Editorial
Thousands of low-balance, high maintenance clients are being orphaned in the wash-up of what is emerging as significant failure by successive governments to understand th...
Financial planning
ASIC has permanently banned an authorised representative of Professional Investment Services from providing financial services....
Accounting
A former accountant and PIS authorised representative is facing ASIC charges alleging fraud amounting to $800,000....
Financial planning
Centrepoint Alliance is seeking new practices and offering equity stakes to help them exit institutional ownership....
Financial planning
The directors and trustees of investment companies carry far less regulatory onus than financial planners, according to Centrepoint Alliance....
Financial planning
A Victorian adviser has agreed not to provide financial services for a year under the terms of an EU with ASIC....
Financial planning
Centrepoint Alliance has posted an $11 million turn around in after tax profit in the last 12 months driven by good results in its advice and insurance funding businesses...
Financial planning
Centrepoint Alliance has set up an third financial planning group to operate alongside PIS and AAP launching the group at the start of the current financial year....
Financial planning
PIS has completed a monitoring program with ASIC stating the group had made significant improvements in compliance and audit functions...
Financial planning
ASIC has permanently banned Southport-based former financial adviser, Grant Patrick Thompson, from providing financial services....
People & Products
Centrepoint Alliance’s Professional Investment Services (PIS) business has appointed two new managers to its consulting team....
Financial planning
Centrepoint Alliance to assist planners gain their own licence and secure PI cover ...
Editorial
PIS parent Centrepoint Alliance has reported an increase in pre-tax profit but was hit by declining numbers and ongoing claims against advisers....
People & Products
Centrepoint Alliance makes four appointments across its marketing, research, practice development and risk areas....
Financial planning
Former PIS boss Robbie Bennetts claims ASIC lacks an understanding of the financial services sector, is unwilling to listen and is not trusted and respected by the financ...
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MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...