ASIC has permanently banned an authorised representative of Professional Investment Services from providing...
A former accountant and PIS authorised representative is facing ASIC charges alleging fraud amounting to $800,000.
Centrepoint Alliance is seeking new practices and offering equity stakes to help them exit institutional ownership.
The directors and trustees of investment companies carry far less regulatory onus than financial planners,...
A Victorian adviser has agreed not to provide financial services for a year under the terms of an EU with ASIC.
Centrepoint Alliance has posted an $11 million turn around in after tax profit in the last 12 months driven by...
Centrepoint Alliance has set up an third financial planning group to operate alongside PIS and AAP launching the...
PIS has completed a monitoring program with ASIC stating the group had made significant improvements in compliance...
ASIC has permanently banned Southport-based former financial adviser, Grant Patrick Thompson, from providing...
Centrepoint Alliance’s Professional Investment Services (PIS) business has appointed two new managers to its...
Centrepoint Alliance to assist planners gain their own licence and secure PI cover
PIS parent Centrepoint Alliance has reported an increase in pre-tax profit but was hit by declining numbers and...
Centrepoint Alliance makes four appointments across its marketing, research, practice development and risk areas.
Former PIS boss Robbie Bennetts claims ASIC lacks an understanding of the financial services sector, is unwilling...
PIS owner Centrepoint Alliance expands suite of companies with completion of purchase of Associated Advisory...
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