POWERED BY MOMENTUM MEDIA
ASIC
Funds management
ASIC has extended the interim class order relief from the short product disclosure statement (PDS) regime for multi-funds, superannuation platforms and hedge funds....
Life/Risk
Some insurance and credit comparison websites are not properly licensed to provide financial services, according to ASIC....
Financial planning
A former JP Morgan Chase employee and her friend have been sentenced by the District Court of New South Wales for engaging in insider trading....
People & Products
In line with strategic changes to its operations, Professional Investment Services (PIS) has made three senior management appointments....
Financial planning
ASIC is concerned about the number of breaches of basic client money-handling practices in the CFD and margin FX sector, according to Commissioner Greg Tanzer....
Financial planning
A former licensed finance broker from Western Australia has been permanently banned from providing financial services and engaging in credit activities....
Editorial
As the planning industry considers ASIC’s consultation paper on conflicted remuneration, Paragem's Ian Knox argues that the spoils will likely go to those with the most t...
Superannuation
The Australian Securities and Investments Commission (ASIC) may need to revise the $200,000 figure it placed on the success of self-managed super fund (SMSF) starters aft...
Financial planning
A Storm Financial adviser has been permanently banned by the regulator after it was found he failed to comply with financial services laws....
Financial planning
ASIC has made nine recommendations for improving the operations of Chi-X Australia as part of its annual assessment report....
Financial planning
The FPA received a large amount of useful feedback from members and other stakeholders when consulting on its updated professional code of conduct....
Superannuation
Investors are being warned about the fraudulent activities of purported private investment firm Swiss Private Capital and its offers of interests in 'Aussie Super - Super...
Superannuation
Self-managed superannuation fund (SMSF) auditors will now be subject to a range of standards concerning their qualifications, competency and independence under the Supera...
Superannuation
ATO is worried that SMSFs do not fully understand their obligations under the law when investing in property - or are taking advantage of the system....
Financial planning
ASIC has signalled an 18-month phase-in for new rules around high frequency trading and dark pools....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...