ASIC

Superannuation

SMSFs may be booming - but the unwary can also find themselves within the sights of a small number of dodgy property advisers and mortgage brokers, writes Damon Taylor. ...

Superannuation

ASIC is urging SMSF auditors to apply for registration before the end of the month. ...

Superannuation

SPAA has cautioned against any over-reaction following the release of the ASIC report into professional advice in the self-managed super fund sector....

Superannuation

The Property Investment Professionals of Australia (PIPA) has welcomed the findings of the regulator’s SMSF Taskforce, but says trustees still require specialised propert...

Financial planning

A former self-managed superannuation fund (SMSF) adviser has been found guilty at Downing Centre Local Court after pleading guilty to one count of lodging a false stateme...

Editorial

Mike Taylor explains the writing was on the wall long before the announcement of a number of practices leaving the AFS Group....

Editorial

Market conditions are driving a renewed interest in alternative investments, but a number of practical limitations may be limiting allocations in the retail space. Bela M...

Financial planning

PIS CEO Pete Walther is stepping down after 18 months with the company....

Financial planning

Financial advisers have been listed as the dominant distributors of retail structured products in Australia by research undertaken by IOSCO. ...

ASIC’s SMSF Taskforce has reviewed 100 investor files relating to the establishment of SMSFs in an effort to improve the quality of advice given to investors, it said. ...

Financial planning

The recent flurry of opinions around making financial planners accountable to the Tax Agent Services Act (TASA) only continues to fuel more flawed arguments that are not ...

Financial planning

ASIC has banned a Sydney-based mortgage broker from engaging in credit activities for five years and cancelled his Australian credit licence....

Superannuation

The mortgage broking industry appears to have created a more aggressive push into the ever-expanding SMSF segment. ...

Financial planning

The Government’s failure to adequately respond to industry representations concerning the reverse mortgage sector has continued to affect supply in the sector, according ...

Financial planning

With ASIC delaying its work on a financial planner training framework, progress on raising the bar on education seems to be stuck in limbo, writes Tim Stewart....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

6 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

8 months ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

3 weeks 4 days ago

Despite the financial adviser exam being rooted in ethics, two professional year advisers believe the lack of support and transparency from the regulator around the exam ...

2 weeks 3 days ago

ASIC has banned two advisers from the same advice firm for giving clients inappropriate superannuation advice that was not in their best interests. ...

3 weeks 3 days ago