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ASIC
Financial planning
Professional advice is crucial to helping struggling companies find their way to recovery according to both the Australian Securities and Investments Commission and the L...
Editorial
The Financial Planning Association has clearly defined the difference between planners and accountants and why one size does not fit all with respect to remuneration, Mik...
Financial planning
The financial advice sector will be slapped with a fixed levy of $1,500 under ASIC’s cost recovery framework, while super trustees will face a 'graduate component' based ...
Financial planning
ASIC has cancelled the Australian financial services licence of Sydney-based company, Grey Oak Services....
Accounting
ASIC is taking action against accountants who misuse ‘sophisticated investor’ certificates by failing to offer adequate or any disclosure....
Financial planning
The Australian Securities and Investments Commission has ordered NAB to make a corrective disclosure to advice clients across its various licensees....
Financial planning
The Australian Securities and Investments Commission has admitted the FOFA changes fell short of addressing many of the issues driven by vertical integration....
Superannuation
The Australian Securities and Investments Commission has issued another critical assessment of superannuation funds and their failures, prompting seven funds to exit the ...
Superannuation
Superannuation fund trustees and executives have been warned they are falling short on disclosure, claims handling and other issues following an Australian Securities an...
Financial planning
The Australian Securities and Investments Commission has signalled its interest in whether the Life Insurance Framework changes will drive growth in level premiums....
Financial planning
Disappointing results from ASIC’s inspection of audits by audit firms have led the corporate regulator to urge audit firms to find new and revised strategies to improve a...
Editorial
Mike Taylor writes that the Australian Securities and Investments Commission was fundamental to the changes being wrought on the financial services external dispute resol...
Policy & Regulation
Want an AFSL? Better be ‘fit and proper’. A Government taskforce is proposing tough new powers which would enable ASIC to refuse licensing to those it deems not to be ‘fi...
Financial planning
The Australian Securities and Investments Commission has confirmed that insurance companies know which advisers are “churners” but have not always notified the regulator....
Superannuation
A Victorian SMSF auditor has been disqualified by ASIC after he audited a fund of which he was a member....
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...