AFA

ARTICLES

Proposed Code Monitoring Authority will be ready to roll

FPA/AFA unity credited with FASEA exam extension

AFA announces two major award winners

Bonds: The Shifting Investment Landscape

Legg Mason

Still no movement on FASEA timetable

Will Hume give good news on FASEA timetable?

Future of Advice – new game, new rules

Determining the real value of managed accounts

Praemium

AFA recommends ‘opt-in’ for social media complaints

Almost 150 courses now approved by FASEA

Tell us how advisers will be affected, demands AFA

FPA and other associations lodge formal code-monitoring application

Anomalies could disadvantage grandfathered clients

Heavy lifting on grandfathering falls to product issuers

Uncertainty hampers new advice regime

A perfect storm

NZ FSC forms Code of Conduct disciplinary regime