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Commonwealth Bank of Australia owned dealer group Financial Wisdom has been found liable by the Victorian Supreme Court for negligent investment advice resulting in losse...
Skandia has appointed former BT senior executive Richard Borysiewicz as its new head of distribution with the group now set to focus on enhancing its product range to inc...
Equity Trustees (EQT) has struck a deal with Aberdeen Asset Management to provide responsible entity (RE) services for a range of the latter’s Asian equities funds....
The Federal government will channel an extra $11 million into the Australian Prudential Regulation Authority over the next financial year, financed through widespread lev...
Professional Investment Services’ 90-day business and activity model that ran from March through to May has boosted the revenue of participating firms by up to 50 per cen...
Principal Global Investors (PGI) has swiftly moved to reassure the market by reassigning institutional director Alex Francois into its, soon to be vacated, managing direc...
Goldman Sachs JBWere has realigned its marketing division as part of a move by the group to focus more on product and trade promotion rather than advertisement of the rec...
The Australian Securities and Investments Commission (ASIC) has teamed up with five industry groups to form a consultation panel to assess strategies to prevent 'bad appl...
Strategy firm Financial and Technical Solutions (FTS) has been signed up by financial planning compliance system, Keys, to provide technical advice in developing specific...
The Australian Securities and Investments Commission is set to release the details of its ongoing work in the area of disclosure in light of last week’s commentary on its...
International Mezzanine Funds Management has recruited two former Challenger executives including former managed investments director Martin Ashe as its new managing dire...
Pengana Capital has received a significant capital injection through a deal struck by its holding company - Pengana Holdings - with a subsidiary of prominent investor Rob...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...